-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOE5H3ZEEJsKkZMKkFBxar+tt5PyPJmIJz3+sRXk//35b9Vvps2h0w943LRKdD3s 8tJoatNmK9xNu+UPDE7PZw== 0001012975-02-000326.txt : 20021028 0001012975-02-000326.hdr.sgml : 20021028 20021028172804 ACCESSION NUMBER: 0001012975-02-000326 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021028 GROUP MEMBERS: AW FIELDS ACQUISITION, LLC GROUP MEMBERS: G. CHRIS ANDERSEN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARK CITY GROUP INC CENTRAL INDEX KEY: 0000050471 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 112050317 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50228 FILM NUMBER: 02800495 BUSINESS ADDRESS: STREET 1: 333 MAIN STREET STREET 2: , CITY: PARK CITY STATE: UT ZIP: 84060 BUSINESS PHONE: 435-649-2221 MAIL ADDRESS: STREET 1: 333 MAIN STREET STREET 2: , CITY: PARK CITY STATE: UT ZIP: 84060 FORMER COMPANY: FORMER CONFORMED NAME: INFOTEC INC DATE OF NAME CHANGE: 19930506 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY GROWTH SYSTEMS INC /DE/ DATE OF NAME CHANGE: 19951214 FORMER COMPANY: FORMER CONFORMED NAME: AMERINET GROUP COM INC DATE OF NAME CHANGE: 19990803 FORMER COMPANY: FORMER CONFORMED NAME: FIELDS TECHNOLOGIES INC DATE OF NAME CHANGE: 20010626 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEINROTH STEPHEN D CENTRAL INDEX KEY: 0001134122 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ANDERSEN WEINROTH & CO STREET 2: 1330 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128421600 MAIL ADDRESS: STREET 1: ANDERSEN WEINROTH & CO STREET 2: 1330 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 SC 13D/A 1 e4078.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 2 Under the Securities Exchange Act of 1934 PARK CITY GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 31659S 10 7 ---------- (CUSIP Number) General Partner Andersen, Weinroth & Co., L.P. 1330 Avenue of the Americas, 36th Floor New York, New York 10019 Telephone: 212-842-1600 with a copy to: Edward W. Kerson, Esq. Rabinowitz & Kerson LLP 161 Avenue of the Americas New York, New York 10013-1205 Telephone: (212) 768-1666 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 11, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 8 Pages) CUSIP No. 31659S 10 7 Page 2 of 8 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AW Fields Acquisition, LLC ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS Not applicable ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 40,250,002 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 40,250,002 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,250,002 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.6% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON OO CUSIP No. 31659S 10 7 Page 3 of 8 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON G. Chris Andersen ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS Not applicable ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 40,250,002 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 40,250,002 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,250,002 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.6% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON IN CUSIP No. 31659S 10 7 Page 4 of 8 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen D. Weinroth ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS Not applicable ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 40,281,252 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 40,281,252 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,281,252 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.7% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON IN CUSIP No. 31659S 10 7 Page 5 of 8 Pages Item 1. Security and Issuer This Schedule 13D relates to shares of common stock, $.01 par value ("Common Stock"), of Park City Group, Inc. (formerly Fields Technologies, Inc.) (the "Company"). The address of the principal executive office of the Company is 333 Main Street, Park City, Utah 84060. This amendment is being filed to amend the Schedule 13D filed with regard to the Common Stock beneficially owned by AW Fields Acquisition, LLC ("AW Fields"), Stephen D. Weinroth, and G. Chris Andersen filed July 30, 2002, as amended by Amendment No. 1 filed on September 11, 2002. The Schedule 13D, as so amended, is unchanged, except as otherwise set forth in this amendment. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer On October 11, 2002, Stephen D. Weinroth, who had been designated by AW Fields to serve as a director of the Company, resigned as a director. Item 7. Material to be Filed as Exhibits 99.1 Joint Filing Agreement, dated October 11, 2002 among the Reporting Persons. CUSIP No. 31659S 10 7 Page 6 of 8 Pages SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete, and correct. Dated: October 11, 2002 AW FIELDS ACQUISITION, LLC By: AWEE II, LLC, its Class 1 Member By: ANDERSEN, WEINROTH & CO., L.P., its Class 1 Member By: A.W. & CO. GP INC., its General Partner By: /s/ Stephen D. Weinroth -------------------------- Name: Stephen D. Weinroth Title: President /s/ G. Chris Andersen ------------------------- G. Chris Andersen /s/ Stephen D. Weinroth -------------------------- Stephen D. Weinroth CUSIP No. 31659S 10 7 Page 7 of 8 Pages Exhibit Index 99.1 Joint Filing Agreement, dated October 11, 2002 among the Reporting Persons. CUSIP No. 31659S 10 7 Page 8 of 8 Pages Exhibit 99.1 JOINT FILING AGREEMENT This will confirm the agreement among the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of common stock, $.01 par value, of Park City Group, Inc. (formerly Fields Technologies, Inc.) is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. Dated: October 11, 2002 AW FIELDS ACQUISITION, LLC By: AWEE II, LLC, its Class 1 Member By: ANDERSEN, WEINROTH & CO., L.P., its Class 1 Member By: A.W. & CO. GP INC., its General Partner By: /s/ Stephen D. Weinroth -------------------------- Name: Stephen D. Weinroth Title: President /s/ G. Chris Andersen ------------------------- G. Chris Andersen /s/ Stephen D. Weinroth -------------------------- Stephen D. Weinroth -----END PRIVACY-ENHANCED MESSAGE-----